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Financial services
Regulators now expect written incident response programs, fast customer notification and real oversight of service providers. We help you meet those expectations and prove it.
Fortify Experts helps registered investment advisers, broker-dealers, banks and lenders meet amended Regulation S-P and GLBA Safeguards requirements, with risk assessments, incident response programs, vendor oversight and vCISO leadership.
Requirements we help you meet
| Requirement | What it means for you |
|---|---|
| Regulation S-P (amended 2024) | Written incident response program, customer notification within 30 days of certain breaches, and service provider oversight. Compliance was required by December 3, 2025 for larger entities and June 3, 2026 for smaller ones. |
| GLBA Safeguards Rule | A written information security program with a qualified individual, risk assessment and safeguards |
| SOC 2 | Often required by institutional clients and partners |
How we help
NIST CSF 2.0 Assessment
A full baseline mapped to your regulatory obligations.
Incident response program
Written plans, notification procedures and tabletop exercises.
Vendor oversight
Service provider due diligence and breach notification terms.
Virtual CISO
A qualified security leader without a full-time hire.
Questions we hear
Are smaller RIAs covered by amended Regulation S-P?
Yes. Smaller entities had until June 3, 2026 to comply. If your incident response program and vendor oversight procedures aren’t written and tested yet, start there.
Find out where you stand in one hour
Book a free security strategy consultation. You’ll talk with a senior advisor, not a salesperson, and leave knowing which next step fits.